Maintaining trust and confidence is a high priority. Federal law requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. We want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Keystone National Group, LLC, an affiliate of Keystone Bridge Capital, LLC.

Information We Collect: In connection with providing services, we obtain non-public personal information about you, including:

  • Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income;
  • Information about your account, balances and transactions with us, our affiliates, or others;
  • Wire transfer instructions or other bank account information, if you have so elected to receive distributions in such a manner; and
  • Information received from credit or service bureaus or other third parties, such as your credit history or employment status. Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. Keystone National Group, LLC does not sell customer lists and will not sell your name to telemarketers.

Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. Keystone National Group, LLC does not sell customer lists and will not sell your name to telemarketers.

Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account, except under the following circumstances:

  • To your authorized contacts, representatives, managers and assistants;
  • To our affiliates, to the extent permitted by law;
  • To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment or insurance companies;
  • To consumer reporting agencies,
  • To third parties who perform services or marketing on our behalf;
  • To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
  • To our administrators, attorneys, accountants or auditors; and
  • To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.

How We Use Information: Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:

  • To protect your accounts from unauthorized access or identity theft;
  • To process your requests such as securities purchases and sales;
  • To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Keystone National Group, LLC;
  • To service your accounts, such as by issuing checks and account statements;
  • To comply with Federal, State, and Self-Regulatory Organization requirements; and
  • To keep you informed about financial services of interest to you.

Regulation S-ID: How Your Information Is Protected: We take reasonable precautions to protect your Information from loss, misuse or alteration. We restrict access to your Information to those employees who need to know that Information to provide products or services to you, and we maintain physical, electronic and procedural safeguards for your Information that comply with federal regulations. You should recognize, however, that there is no such thing as perfect security on the Internet.

Regulation S-AM: Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless: (1) the potential marketing use of that information has been clearly, conspicuously and concisely disclosed to the consumer; (2) the consumer has been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitations; and (3) the consumer has not opted out. Keystone National Group, LLC does not receive information regarding marketing eligibility from affiliates to make solicitations.

Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic and procedural security measures to safeguard confidential client information.

Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.

Complaint Notification: Please direct any complaints to: Chief Compliance Officer, Keystone National Group, LLC, 5000 Executive Parkway, Suite 445, San Ramon, CA 94583; Telephone: (925) 480-6050.

Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will post those changes to this page. If you have any questions concerning this Privacy Policy, please contact us at: Keystone National Group, LLC, 5000 Executive Parkway, Suite 445, San Ramon, CA 94583; Telephone: (925) 480-6050.

Contact us

BY PHONE

925-480-6050

SALT LAKE CITY

60 E. South Temple
Suite 2100
Salt Lake City, UT 84111

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